Policies and procedures
Compliance policies, procedures and controls written for your sector and framework, and kept current as rules change.
Compliance Officer as a Service (COaaS)
Scoped support behind your appointed compliance officer and internal team, so policies, reviews, action tracking, training and reporting keep moving.
Confirm Your Sector and Engagement Scope
Tell us your business activities, regulator, licence type and the support required. Securities Commission capital markets work and Bank Negara Malaysia AML/CFT work need different sector expertise; support must be scoped to the relevant framework.
Before accepting an engagement, we will confirm specialist resources, responsibilities and any appointment or approval conditions. Your organisation retains its decisions and accountability; statutory appointments are assessed separately.
What is Compliance Officer as a Service?
What it is
Compliance Officer as a Service provides scoped support for your appointed compliance officer and internal team. Project or retainer work may include policies, compliance reviews, action tracking, staff training and management reporting, subject to the relevant sector expertise and agreed scope.
Who stays accountable
Your organisation retains its decisions and accountability. We support the officer you appoint; we do not replace them, and statutory appointments are assessed separately.
What the support covers
Regular reviews, risk assessments, training and reporting give your compliance function ongoing support.
Compliance reviews
Structured reviews of how your organisation meets its obligations, with findings ranked and tracked to closure.
Action tracking
A running list of open compliance actions, owners and dates, so nothing quietly stalls between reviews.
Staff training
Training for the people whose daily work carries compliance risk, with records you can show a supervisor.
Management reporting
Concise reports for management and the board on position, open issues and decisions needed.
AML/CFT support
Support on AML/CFT work where the required specialist expertise is confirmed before the engagement starts.
Who needs it
Reporting institutions under AMLA
Banks, fintechs and other reporting institutions that must appoint a compliance officer and evidence the work behind that role.
E-wallet and payment providers
Mobile app and payment businesses that handle financial transactions and must meet AML/CFT requirements to prevent money laundering and terrorism financing.
Teams that need more capacity
Organisations whose appointed compliance officer needs hands-on support for projects, reviews and reporting, without a full-time hire.
How it works
01
Assessment
Review your operations for compliance and AML/CFT risks.
02
Scope and responsibility
Confirm who holds the appointed role, the support required and any approval conditions before work begins.
03
Compliance support
Carry out the agreed reviews, policy work, action tracking and reporting behind your appointed officer.
04
Training and updates
Agree the relevant framework and the staff training requirements.
FAQ
COaaS provides scoped support for your appointed compliance officer and internal team. Project or retainer work may include policies, compliance reviews, action tracking, staff training and management reporting, subject to the relevant sector expertise and agreed scope.
No. Your organisation retains its decisions and accountability, and statutory appointments are assessed separately. We support the officer you appoint and the team around them.
Securities Commission capital markets work and Bank Negara Malaysia AML/CFT work need different sector expertise, so support is scoped to the relevant framework. We confirm specialist resources, responsibilities and any appointment or approval conditions before accepting an engagement.
You can use flexible on-demand support or a retainer, with no full-time hire required. Start dates depend on agreed scope, consultant availability and any applicable approval requirements.
HRD Corp training support is subject to programme eligibility, employer eligibility and approval.
COaaS supports compliance work broadly across your obligations. MLRO as a Service is scoped to the anti-money laundering reporting function for organisations where the Money Laundering Reporting Officer is the designated or expected title.