Due diligence readiness
Corporate records, financials and director information in order.
Crowdfunding Issuer Readiness and Post-Raise Governance
Crowdfunding issuer readiness is preparing a company for a platform's due diligence before a raise, then running right-sized governance and investor reporting after it. Raising money from hundreds of investors on a crowdfunding platform is the easy part. Running a company they have invested in is harder. We help founders prepare for platform due diligence and then run the governance, reporting and disclosure that keep investors onside.
Crowdfunding Issuer Readiness
What it is
A two-stage service for issuers on equity and token crowdfunding platforms: readiness for the platform's due diligence and disclosure before a campaign, then right-sized governance and investor communication afterwards.
Why organisations need it
Platforms must carry out due diligence on issuers and their directors, and campaigns must meet the SC's advertising and disclosure rules. After the raise, companies answer to a large shareholder base and, where shares trade on a secondary market, must disclose price-sensitive information fairly. Founders who are unprepared lose time before the raise and trust after it.
What the engagement covers
Disclosure document support
Accurate, balanced disclosure for the campaign.
Campaign compliance
Marketing checked against the SC advertising rules.
Governance setup
Board, minutes, delegations and related-party discipline.
Investor updates and AGMs
Periodic updates and a well-run AGM.
Secondary market disclosure
Handling price-sensitive information where shares trade.
What the business gets out of it
Faster platform approval
Due diligence goes smoothly.
Credible campaign
Balanced disclosure builds trust.
Investors kept onside
Regular, honest updates.
Ready for the next round
Clean governance for follow-on funding.
Affordable
Scaled for early-stage companies.
How it works
How the engagement runs
01
Assessment
Current records and governance.
02
Preparation
Fixing gaps before the platform review.
03
Campaign support
Disclosure and marketing checks.
04
Post-raise setup
Governance and reporting routine.
05
Ongoing
Quarterly updates and AGM support.
Deliverables
What you receive
Readiness checklist
What the platform will ask for.
Governance pack
Board charter, delegations and minutes template.
Investor update template
Quarterly format.
AGM toolkit
Notice, agenda and conduct.
Disclosure policy
For price-sensitive information.
Who it is for
Who this is built for
Industries
Company sizes
Departments
FAQ
FAQ
We prepare you for the platform's due diligence on the company and its directors, so the process is faster and nothing surprises the platform's reviewers. The platform makes its own decision on whether to list your campaign, and we do not represent otherwise.
We support preparation and review it for accuracy and balance, so the risks are as clear as the opportunity. Responsibility for the content stays with the issuer, which is why the directors must be comfortable that every statement in it is true.
Regular updates, clear financials, an annual meeting and early honesty when things change. Crowdfunded companies answer to a large shareholder base, and trust is lost faster through silence than through bad news. We help set a reporting rhythm your team can actually sustain.
You must treat price-sensitive information carefully and disclose it to all shareholders fairly, rather than to a few investors first. That means a simple disclosure process, clear ownership of announcements, and care with what founders say informally.
Yes, adapted to the disclosure and ongoing obligations of token offerings, which the SC regulates as initial exchange offerings under the Guidelines on Digital Assets. The governance principles are the same; the documents and reporting differ.